Family of Funds :: Thompson Plumb Growth Fund :: Privacy Policy

NOTICE REGARDING TREATMENT OF CONFIDENTIAL INFORMATION

Privacy Notice to Our Customers.
Thompson Plumb Funds strongly believes in protecting the confidentiality and security of information we collect about you. This notice describes our privacy policy and how we treat the information we receive about you.

We do not sell your personal information to anyone.

Why We Collect and How We Use Information.

When we evaluate your request for our services, provide investment advice to you and process transactions for your account, you typically provide us with certain personal information necessary for these transactions. We may also use that information to offer you other services Thompson Plumb Funds provide which may meet your needs.

What Information We Collect.

The personal information we collect may include:

• Name, address, e-mail address and telephone number
• Social security or taxpayer identification number
• Assets
• Income
• Account balance
• Investment activity
• Accounts at other institutions

How We Use and Protect Information.

We treat information about current and former clients and their accounts in a confidential manner. Our employees may access information and provide it to third parties only when completing a transaction at your request or providing our services to you. We may disclose information to attorneys, accountants, lawyers, securities professionals and others to assist us, or them, in providing services to you. We may share information with service providers that perform services on our behalf, such as the companies that print and distribute our mailings or companies that we hire to perform marketing or administrative services. Companies we may hire to provide support services are not allowed to use your personal information for their own purposes. We may make additional disclosures as permitted by law.

We also maintain physical, electronic and procedural safeguards to protect information. Employees and our professional service representatives are required to comply with our established information confidentiality provisions.

Access to and Correction of Information.

Generally, upon your written request, we will make available information for your review. Information collected in connection with, or in anticipation of, any claim or legal proceeding will not be made available.

If your personal information with us becomes inaccurate, or if you need to make a change to that information, please contact us at the number shown below so we can update our records.

Further Information.

For further questions regarding our privacy policy, please contact us by writing to Thompson Plumb Funds, P.O. Box 701, Milwaukee, WI, 53201 or calling us at 1-800-999-0887.