About Thompson :: Privacy Policy

NOTICE REGARDING THE USE AND SECURITY OF PERSONAL NON-PUBLIC INFORMATION

Privacy Notice to Our Customers.
Thompson Investment Management, Inc. strongly believes in protecting the confidentiality and security of information we collect about you. This notice describes our privacy policy and how we treat the information we receive about you. We do not sell client information to anyone.

Why We Collect and How We Use Information.

When we evaluate your request for our services, provide investment advice to you and process transactions for your account, or when you receive other services from Thompson Investment Management, Inc. or Thompson Plumb Funds, Inc., you typically provide us with certain personal information necessary for these transactions. We may also use that information to offer you other services we provide which may meet your needs.

What Information We Collect.

The personal information we collect may include:

• Name and address
• Social security or taxpayer identification number
• Drivers License Copy
• Assets
• Income
• Account balance
• Investment activity
• Accounts at other institutions
• Email Address

How We Use and Protect Personal Non-Public Information.

We treat information about current and former clients and their accounts in a confidential manner. Our employees may access information and provide it to third parties only when completing a transaction at your request or providing our services to you. We may disclose information to attorneys, accountants, securities professionals and others to assist us, or them, in providing services to you. We may share that information within the Thompson Investment Management family of companies in order to offer or provide you with products or services. We may also share information with companies that perform services on our behalf, such as the companies that print and distribute our mailings or companies that we hire to perform transaction clearance, marketing or administrative services. We may make additional disclosures as permitted by law. Companies we may hire to provide support services are not allowed to use your personal information for their own purposes.

We also maintain physical, electronic and procedural safeguards to protect information. Employees and our professional service representatives are required to comply with our established information confidentiality provisions. We do not sell your personal information to anyone.

Access to and Correction of Information.

Generally, upon your written request, we will make available information for your review. Information collected in connection with, or in anticipation of, any claim or legal proceeding will not be made available. If your personal information with us becomes inaccurate, or if you need to make a change to that information, please contact us at the number shown below so we can update our records.

Further Information.

For additional information regarding our privacy policy, please contact us by writing to Thompson Investment Management, Inc., 1200 John Q. Hammons Drive 5th Floor, Madison, Wisconsin 53717, or calling us at 608-827-5700 or toll-free at 1-877-886-5777.